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SURGICAL TRAINING AND PERFORMANCE EVALUATION USING VIRTUAL
REALITY BASED SIMULATOR
Sangeeta Shrivastava1, R Sudarshan2, M Ramesh3, C S Rajan4
CRJ Prakash Naidu5, N Sitaram6
(1),(2),(5),(6) : Institute for Robotics and Intelligent Systems/ Centre for Artificial
Intelligence and Robotics
Rajbhavan Circle, High Grounds, Bangalore, India – 560 001
E-mail: naidu@cair.res.in
(3),(4) : Bangalore Endoscopic Surgery Training Institute and Research Centre, A
V Hospital
Patalamma Temple Street, Basavanagudi, Bangalore, India – 560 004
E-mail: drramesh@hotmail.com
Abstract: Evaluating the performance of
a surgeon under training is traditionally at the discretion of a senior surgeon.
The methods and tools used to evaluate are subjective and could be influenced by
either the trainee or the trainer. Laparoscopy is a Minimally Invasive Surgery (MIS)
of the abdomen, which is performed with instruments and viewing equipment inserted
through small incisions (about 10mm). Using virtual reality technology, a method
has been developed to evaluate the trainee using the laparoscopic surgery-training
simulator. The individual user can practice laparoscopic surgical procedures by
performing the representative operative steps/actions on virtual objects in a virtual
world for the purpose of learning and constantly improving the skill of hand-eye
coordination and manual dexterity. The exercises and the performance evaluation
tools are designed for accurate movement of the tool to the target objects and its
interactions with the other objects within the vicinity of the tool path. The simulator
used for performance evaluation elucidated in this paper is developed to work on
a PC based system. The simulator is designed and developed in active collaboration
with laparoscopic surgeons. The paper elucidates the novel features of the simulator,
examines the parameters needed to be assessed, their importance in the evaluation
and also the results of the preliminary clinical trials which were carried out by
the users.
Key words: Laparoscopic surgery, hand-eye coordination, cholecsystectomy,
pelvi trainer.
1- Introduction
Over the last decade or so the growing use of laparoscopy has radically reduced
the pain and cost of some types of surgery and reduced recovery time for patients.
The technique requires tremendous dexterity and hand-eye coordination, hence simulators
are valuable training and assessing tools.

Fig 1: BEST-IRIS Laparoscopic Surgery Training Simulator
The traditional training method employed by the Laparoscopic surgeons to train their
juniors is by using the actual Laparoscopic equipment on a device called pelvi trainer.
The laparoscopic equipment includes the laparoscope (camera), fiber optic light
source, surgery tools, TV set, etc. In this trainer the trainees place objects (such
as grapes, tomatoes, balloons, etc.) inside a cavity and practice on them to gain
the skills required for the actual surgery [1, 2]. Typical exercise would be to
peel the skin of a grape or put a rubber band over a set of nails. After training
on the pelvi trainer the trainees are asked to practice in animal lab [3] before
operating on human beings. The main advantages of this training is that the trainee
gets the feel of basic operation steps, natural force feedback from the operated
objects, and also the pivot of the surgical tool simulates the position of pivot
of the trocar as in actual operation. The disadvantage is that unless the trainer
is observing the performance of the trainee, it is difficult for him/her to assess
the trainee’s psychomotor skills. This can be overcome by a Virtual Reality based
simulator as it is possible to automate the evaluation process. Also, a Virtual
Reality based simulator detects movements less than 1 mm which is difficult by human
eye.
Laparoscopic simulators for training presently available are MIST VR, VSOne, etc.
MIST VR is a commercial product manufactured by an UK based company called Virtual
Presence [4]. There are six basic tasks designed for improving the hand eye coordination
of the trainee surgeon. Karlsruhe has a similar project going on based on their
VEST System One (VSOne) Technology using kismet simulation software [5]. This simulator
is developed to be a dedicated system. Most of the simulators rely on specialized
hardware. However, MIST VR is a PC based solution. In this paper, the development
of an improved Laparoscopic Surgery Training Simulator called BEST-IRIS is presented.
It is a PC based system developed jointly by Bangalore Endoscopic Surgery Training
and Research Institute (BEST) and Institute for Robotics and Intelligent Systems
(IRIS). The simulator is illustrated in Figure 1.
The BEST-IRIS simulator integrates two standard laparoscopic instruments retrofitted
to a pair of 4 degrees of freedom electro-mechanical devices, interface electronics,
Virtual Reality Software and a PC. The PC monitor displays the movement of the surgical
instruments in real-time 3D graphics. The virtual environment displayed on the computer
screen is an abstracted representation of the abdominal cavity in the form of simple
geometric shapes. Trainees are guided through a set of seven exercises of progressive
complexity that imitate techniques employed in surgeries such as laparoscopic cholecsystectomy
(removal of gall bladder stones), ovarian cyst puncturing, etc. Each exercise primarily
focuses on training a particular skill and also uses the acquired skills from the
previous exercises. Different levels of difficulty have been provided in each exercise
for the trainee to sharpen his/her skills. In this paper, several aspects of the
simulator and its trials are presented. The block diagram for the entire virtual
reality simulator is explained in section 2. Section 3 summarizes the seven training
exercises designed for training the surgeons. Section 4 depicts the overall configuration
of software design and implementation in the form of block diagrams. Section 5 briefly
discusses the salient features of the software. Section 6 specifies the parameters
considered for assessment of the trainees. Section 7 discusses the clinical trials
and its results. The conclusion and plans for future work are summarized in Section
8.
2- Virtual Reality System Integration approach
The BEST-IRIS VR simulator consists of an indigenously developed hardware to approximate
a laparoscopic surgery set up prepared for the procedures on an operating table.
This hardware is interfaced to the software program running on a Windows based personal
computer. Figure 2 shows the block diagram of the total system.

Fig 2: VR System Block Diagram
The hardware is divided into mechanical and electronics modules. Mechanical module
is made up of two surgical tools placed in two independent tracking devices, each
having four degrees of freedom (DOFs). Initially potentiometers and micro-controllers
were used in the electronics module, but the results were unsatisfactory due to
low resolution and lack of durability of the potentiometers. The speed and the number
of sensors the micro-controller could handle were also limited. Hence this module
was reengineered entirely to replace the potentiometers and the micro-controllers
with high resolution Optical encoders and FPGAs to get best case resolution of up
to 11 microns. A device driver is necessary for the hardware to talk to the software
program. It has been developed for Windows 9X/NT/2000. The software module provides
the User-Interface and the visual images for the simulator. Its design is described
in section 4 of this paper.
3- Training Exercises
The exercises were designed based on the different actions performed during live
surgeries. All the different kinds of surgeries performed by Gastro Intestinal surgeons,
gynecologists, urologists, pediatric and endocrine surgeons were recorded and the
various actions performed during the surgeries were analyzed. The basic actions
performed were noted and exercises were designed to mimic these basic actions. Thus,
the common basic actions involved in most laparoscopic surgeries are covered in
the set of exercises included in the simulator.
The first exercise aims to manipulate the tool in 2D to reach the target square
with economy of movement. The trainee gains the skill in hand-eye coordination for
movement of the tool in 2D. The second exercise aims to manipulate both the tools
in 3D. The trainee learns to coordinate the movement of both the tools to acquire
the target by manipulating the right hand tool end effector and place the target
object inside a cavity in the left hand tool end effector. The third exercise aims
to mimic actions in diathermy. It involves hand-eye-foot coordination, as the surgeon
uses a foot pedal to do the action of diathermy. The fourth exercise mimics the
action in dissection. The trainee is taught to grasp the vein obstructing the duct
using the left tool, move it slightly to see the duct, place the right tool end
effector (scissors) at the target and dissect it. The fifth exercise imitates the
basic tasks conducted in ovarian drilling for puncturing of cysts. The trainee practices
to grasp the organ/object using the left tool, rotate it to reveal the target cyst,
place the right tool end effector (piercing tool) at the target and puncture it.
The sixth exercise focuses on the act of peeling, which is similar to the peeling
of certain unwanted layers deposited on the liver, etc. The seventh exercise is
based on one of the most difficult to perform tasks – suturing. The trainee practices
the task of winding the thread on a cylindrical target and then ties the surgical
knot.
4- Software Design

Fig.3: Basic Block Diagram of Software Structure.
Figure 3 shows the basic block diagram of the software. The simulator device drivers
and Open Data Base Connectivity (ODBC) drivers are implemented for interfacing the
application with the simulator and the database. The design and interconnection
of modules is as shown in
Figure 4.

Fig. 4: Software Design.
The data from the sensors in the simulator is polled during the idle cycles of the
application and the corresponding attributes are updated. The database is used to
store the user information along with the data pertaining to the exercise conducted
by the users and the optimal set of values for each exercise.
5- Salient Features of Simulator Software
5.1 - Camera Simulation
The simulator is provided with a virtual camera controlled by the keyboard. Hence
the trainee is able to move the camera also during the training. The virtual camera
has all the degrees of freedom similar to that of the actual laparoscope, including
zoom-in & zoom-out. This is designed to imitate the surgeon’s visibility during
the surgery.
5.2 - Database using Open Data Base Connectivity (ODBC)
ODBC is the database section of the Microsoft Windows Open Services Architecture
(WOSA), an interface which allows Windows-based desktop applications to connect
to multiple computing environments without rewriting the application for each platform.
The simulator data base is developed such that it stores all the personal data of
the users, their performance in each exercise and optimum values of all the exercises
in a Microsoft Access database running on ODBC driver. The performance data includes
various metrics measured during the exercises along with date, time and scores.
5.3 - Scalability of software
The software is designed keeping in view futuristic addition of training exercises.
As and when the need for training in new procedures is required, it can be independently
developed and integrated into the existing software.
5.4 - Simulator User Interface:
The software for simulator was developed as a Single Document Interface (SDI) Application
using Microsoft Access database. In addition to the standard Main Frame Window features,
a Dialog Bar is added for easy accessibility of user commands. Figure 5 shows the
actual Application window.

Fig.5: The Simulator User Interface.
The user interface classes also have methods, which query the database for offline
viewing of the trainee performances. It also provides instructions to the user regarding
the system and procedural usage.
6 – Parameters for Assessment of the Trainee
The main advantage of VR based training is the automated evaluation of the individual
being trained. In this simulator, the trainee is evaluated based on three parameters
viz. economy of distance, economy of time and the negative marks to penalize an
incorrect action during the training of a particular exercise. These three parameters
carry different weightage based on the importance of concerned parameter.
Economy of time is categorized as the least important parameter, because time taken
by the surgeon to perform an operation is relatively less critical. But large time
delay is unwarranted. Considering both these aspects, the weight assigned is 0.1
or 10%.

Fig. 6: Distance and Time graphs of previous five attempts.

Fig. 7: Tool Path traversed by the trainee which is recorded and displayed after
each exercise.
Economy of distance carries a weight 0.2 or 20%. Even though this parameter is not
very critical, it has significance because of the biological work environment. The
workspace where the operation takes place is inside the body (abdomen) surrounded
by delicate organs. If the surgeon moves the tools inside the body for unnecessarily
long lengths, there is a greater probability of him/her damaging the healthy tissues
in the process.
Provision is made in the software to graphically illustrate the distance and time
taken by the trainee during the last five attempts as shown in Figure 6. The weighted
score considering both the aspects of distance and duration is automatically computed
and is displayed at the graphs. Further, the tool path traversed can be recorded
and displayed as shown in Figure 7. These features enable objective post session
analysis of trainee performance.
Penalties carry the maximum weight of 0.7 or 70%. The trainee is penalized when
there is some wrong action during the training. These mistakes are classified into
different categories, again depending upon their relevance to the training. The
tolerance of the errors is progressively reduced depending upon the level of training
in each exercise; the higher the level, the lower the tolerance.
7- Clinical Trials and Results
An analysis of laparoscopic surgical training on the BEST-IRIS Laparoscopic Surgery
Training Simulator was conducted on a study group at Bangalore Endoscopic Surgery
Training Institute and Research Centre. The study group consisted of first, second
and third year surgical residents. They were made to work on Level I of all the
exercises daily for a period of one week by the end of which they had finished practicing
20 times on each exercise. Their scores based on the different parameters being
tested were recorded in a database. A progress chart of each individual trainee
was maintained to acquire the trends in their performance. A positive trend (scores
increasing) ascertained the improvement in skills that can be attributed to the
simulator. At the end of the clinical trials, the analysis of their performance
was made both on the virtual reality simulator and also on a standard paper cutting
exercise in a pelvi trainer. There was a significant improvement in both the paper
cutting test and the virtual reality exercise performances in majority of the individuals.
The results obtained on the virtual reality simulator were also analyzed to study
the learning curve of the subjects. The learning curve for acclimatization to the
system was found to be very short (a mean of 2.9 attempts/exercise) which indicates
that the system is very user friendly. The learning curve for performing each exercise
varied from individual to individual. While analyzing the different metrics individually,
it was observed that the study group reduced negative scores (penalties) early in
the course of their exercises (a mean of 4.1 attempts/exercise), which meant that
the virtual reality exercises helped them to perfect their purposeful movements.
There was a large variation in the distance covered in many individuals, though
some of them showed a consistent improvement. There was a more consistent improvement
noticed with the time taken to perform the exercises. Fifteen percentage of trainees
obtained good scores right from the beginning in all the exercises and no improvement
was found in their scores at the end of the training session. These residents were
experienced in assisting endoscopic surgeries prior to this study. Ten percentage
of them did not show a significant improvement in their scores.
Figures 8 and 9 show the graphs of thirteen attempts of two different trainees for
exercise 1. The several attempts are represented on the X-axis tagged with the attempt
identification number noted by the simulator (“Attempt ID”) and the height of vertical
column of graph at each attempt indicates the corresponding Negative Score on a
scale of 0 to 10 along the Y-axis. The instructors at BEST evaluated trainees as
follows:
a) Trainee X (Figure 8): above average student
b) Trainee Y (Figure 9): average student

Fig. 8: Score Graph of an above Average Trainee.

Fig. 9: Score Graph of an Average Trainee.
The above result can be ascertained from the graphs. Trainee ‘X’ shows a progressive
decline in penalties, which has reduced to zero after a few initial attempts (6
attempts). Trainee ‘Y’ has an overall negative trend for penalties but shows certain
amount of fluctuation. The fluctuation in the penalties was noticed in a large percentage
of trainees. A small percentage (15%) of the trainees showed above average trend.
A subjective analysis of the entire study group showed that they gained a lot of
confidence while practicing on the virtual reality trainer and also felt that it
helped them to fine-tune their skills.
8 – Conclusions and Future Work
The simulator presented in this paper reports about a system to train in laparoscopic
surgery with features to automate the evaluation process. The clinical trials have
demonstrated logical trends in improvement of the trainee skills by use of the simulator.
It can be further enhanced to make it a more immersive and realistic system. Haptics,
the ability to simulate touch plays a key role in making VR based simulators more
realistic. It is desirable to model the anatomy of the abdomen so that the VR environment
can be made as natural as possible [6]. Producing realistic force feedback is a
research challenge [7] and work in this direction has been initiated. The simulator
can also be developed as a pre-operative planning tool that can allow the laparoscopic
surgeon to perceive, practice reasoning and manipulate 3-D representations of the
anatomy.
9- Bibliography
[1] http://www.lapsurgery.net.
[2] Graham Upton, “Laparoscopic Surgery Simulation
Realism in a PC”, http://www.dvc400.com/papers.
[3] Michael downes, M.Cenk Cavusoglu, Walter Gantert, Lawrence W. Way, Frank Tendick,
“Virtual Environment for Training Critical skills in Laparoscopic Surgery”, MMVR
’98 pp 316-322, JD westwood etal,.eds. IOS Press.
[4] http://www. hmc.psu.edu/simulation/Equipment/
MIST_VR_Trainer.
[5] U. Kühnapfel, Ch. Kuhn, M. Hübner, H. G. Krumm, H. Maab, B. Neisius, “The Karlsruhe
Endoscopic Surgery Trainer as an example for Virtual Reality in Medical Education.”
Minimally invasive Therapy and Allied Technologies (MIITAT). Blackwell science Ltd.
6(1997) pages 122-125. http://www.www-kismet.iai.fzk.de.
[6] J. Platt, D. Terzopoulos, K.Fleischer and A. Barr, “Flostically Deformable model”,
In Siggraph Proceedings (July 1978), ACM, 205-214.
[7] Basdogan, C., C.-H. Ho and M. A. Srinivasan, “Virtual environments in medical
training: Graphical and haptic simulation of laparoscopic common bile duct exploration”,
IEEE/ASME Transactions on Mechatronics (2001), vol (6): pp 269-285.
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